• Lesson

Insider Dealing

  • 35m
  • Editable
  • Assessment

The purpose of this module is to familiarise the learner with the subject of insider dealing – what we mean by the term, the key issues involved and the legal and regulatory factors that impact upon those within the financial services sector.

Learners will understand why authorities are so keen to guard against the practice of insider dealing, including the impact that the practice can have upon the integrity of financial markets. and the different types of legislation and regulation on the topic, including the Criminal Justice Act 1993, the Financial Services and Market Act 2000 and the EU Market Abuse Regulation.

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CPD certified

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