Accreditations and Endorsements

CPD certified

Also in Financial Services: Specialist Compliance

Financial Crime
lesson / 45m

This module will help you understand the main categories of financial crime and the rules covering them. It also looks at what agencies are […]

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Financial Sanctions
lesson / 30m

This introductory module provides an overview of financial sanctions and how they apply to the insurance industry in the UK. Learners will understand how […]

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Insider Dealing
lesson / 35m

The purpose of this module is to familiarise the learner with the subject of insider dealing – what we mean by the term, the […]

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Introduction to Accounting
lesson / 45m

This module looks at what we mean by ‘accounting’ and some of the most commonly used terminology associated with the subject. It covers the […]

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Mortgage Conduct of Business Sourcebook (MCOBs)
lesson / 1h 10m

This module takes a practical approach in design, applying case studies throughout each section. We cover topics such as Financial Promotions, Advising and Selling, […]

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Payment Services Directive
lesson / 35m

This module examines the Payment services Directive and the requirements for compliance. This module looks at the topic and how to know if your […]

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SYSC Senior Management Arrangements, Systems and Controls
lesson / 1h 15m

You’ll begin with an overview of financial regulations in the UK and look at how they are important not just for the financial sector […]

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The Language of Insurance
lesson / 30m

Having the right language to communicate clearly and effectively with customers and colleagues is vital to success in your role. This module will provide […]

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Data Protection Awareness
lesson / 55m

This module outlines the requirements of the Data Protection Act and what you need to do to comply with these requirements.Your learners will Identify […]

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Cryptocurrencies
lesson / 40m

This module will look at cryptocurrency, the rise of blockchain and clarify the common terms used in the how they are used to secure […]

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Combating Bribery and Corruption
lesson / 35m

This module looks at crime in the financial services industry. It will help you understand the rules that cover anti-bribery and corruption and consider […]

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Introduction to ESG in Financial Services
lesson / 35m

Environmental, Social and Governance (ESG) criteria are a set of standards for a company’s operations that socially conscious investors use to screen potential investments. […]

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Anti-Competitive Activity
lesson / 45m

This module provides a high level examination of the legal and regulatory responsibilities regarding anti-competitive activity relating to those firms and individuals operating in […]

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Anti-Money Laundering
lesson / 30m

In this module, you’ll find out why and how money laundering occurs, discover why it’s against the law, and explore some of the measures […]

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