Financial Sanctions

In this lesson, we will explore the regulation of banking services. Taking a look at the roles of the Financial Conduct Authority (FCA) and […]

In this lesson we will explore the topic of financial management, which will help you understand how regulation impacts financial management within banks. To […]

This module will help you understand the main categories of financial crime and the rules covering them. It also looks at what agencies are […]

The purpose of this module is to familiarise the learner with the subject of insider dealing – what we mean by the term, the […]

This module looks at what we mean by ‘accounting’ and some of the most commonly used terminology associated with the subject. It covers the […]

This module takes a practical approach in design, applying case studies throughout each section. We cover topics such as Financial Promotions, Advising and Selling, […]

This module examines the Payment services Directive and the requirements for compliance. This module looks at the topic and how to know if your […]

You’ll begin with an overview of financial regulations in the UK and look at how they are important not just for the financial sector […]

Having the right language to communicate clearly and effectively with customers and colleagues is vital to success in your role. This module will provide […]

This module provides a high-level examination of the legal and regulatory responsibilities regarding whistleblowing. Your learners will understand what is meant by the term […]

This module outlines the requirements of the Data Protection Act and what you need to do to comply with these requirements.Your learners will Identify […]

This module will look at cryptocurrency, the rise of blockchain and clarify the common terms used in the how they are used to secure […]

This module looks at crime in the financial services industry. It will help you understand the rules that cover anti-bribery and corruption and consider […]

Environmental, Social and Governance (ESG) criteria are a set of standards for a company’s operations that socially conscious investors use to screen potential investments. […]

This module provides a high level examination of the legal and regulatory responsibilities regarding anti-competitive activity relating to those firms and individuals operating in […]

In this module, you’ll find out why and how money laundering occurs, discover why it’s against the law, and explore some of the measures […]