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Financial Services

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Financial Services faces greater regulatory scrutiny than ever before. Treating customers fairly and well by developing a compliant, competent and highly trusted industry is uppermost in senior managers’ minds but can be a challenge in a diverse workforce. Learning Pool helps by delivering online training that engages and educates learners in a truly memorable way; ensuring that your colleagues remember key points of understanding and make the right decisions that protect your company and your customers.  

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Financial Services: FCA Regulations

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Financial Services: FCA Regulations icon

Financial Services: FCA Regulations

Each lesson in this collection has been designed and developed to provide your organisation with clear and concise regulatory training on the FCA requirements.

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Consumer Duty
lesson / 38m

Welcome to this module on the FCA’s Consumer Duty. It should take you around 30-40 minutes to complete, including a short test at the […]

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Financial Services: Specialist Compliance

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Financial Services: Specialist Compliance

With this Collection you will find lessons such as Whistleblowing, Anti-Bribery and Corruption, and Anti-Money Laundering are just some of the Specialist Compliance lessons that are tailored specifically to the Financial Services sector.

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An Introduction to Banking Services
lesson / 40m
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In this lesson, we will explore the regulation of banking services. Taking a look at the roles of the Financial Conduct Authority (FCA) and […]

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An Introduction to Financial Management
lesson / 40m
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In this lesson we will explore the topic of financial management, which will help you understand how regulation impacts financial management within banks. To […]

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Financial Services: Client Asset Sourcebook (CASS)