CASS 8 – Mandates
In this module, we will examine the regulatory requirements set out in Chapter 8 (Mandates) of the Financial Conduct Authority’s (FCA) Client Assets Sourcebook (CASS).
Learning Outcomes for this module include:
Understand what a mandate is and how CASS 8 reduces the risks to client assets controlled under mandates.
Become aware of the records and internal controls that are required when a firm holds or operates client’s mandates.
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