• Lesson

CASS 7 and 7A

  • 1h 30m
  • Editable
  • Assessment

Chapter 7 of the FCA’s Client Assets Sourcebook sets out the rules that apply to a firm when it holds or receives client money. Chapter 7A covers the rules about how client money should be distributed or transferred should a firm go bankrupt.
Learning Outcomes for this module include:
Understand the CASS 7.11 guidance on how firms should treat client money
Identify the ways firms can segregate client money.

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Accreditations and Endorsements

CPD certified

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